LM Exchange
  • Contact
    +(971) 4-3554-555
  • Our Address
    Al Sharafi Building, P.O Box 6309,Dubai

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BRANCH COMPLIANCE OFFICER

HomeCareerBRANCH COMPLIANCE OFFICER

BRANCH COMPLIANCE OFFICER

Department
AML and compliance
Location
Dubai
Education
Graduation

Branch Compliance Officer -Salary 2500 AED

1 Indian,1 Filipino,1 Pakistani/ NepaliĀ  (Male)

 

  • Act as a liaison between the Head Office Compliance wing and Branches regarding Compliance matters, queries emails and investigations
  • Monitoring day-to-day transactions of the branch for any unusual, structured, suspicious and blacklisted ones
  • Educating the staffs in the Branches regarding Anti-Money Laundering & Combating Terrorist Financing and ‘Know Your Customerā€™ procedures
  • Record keeping as required by LM Exchange AML and CTF Policy & Procedures
  • To take proper remedial actions and inform Head Office Compliance wing if violations are identified
  • Provide guidance on how to identify suspicious activities and structured transactions
  • Advise branch staff of proposed regulatory changes and provide in-house training to branch staff
  • Reporting of unusual or suspicious transaction to Chief Compliance Officer
  • Implementation of the Regulations issued by LM Exchange and our Anti-Money Laundering and Combating Terrorist Financing Policy and Procedures across Branches
  • Candidates should be in UAE